Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Pope is a registered representative with Seaport Global Securities LLC. Nicholas has been in the securities industry since March 23, 2012. Nicholas is Series 7, Series 86, Series 87, and SIE licensed. Nicholas is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/05/2020 - Present
Seaport Global Securities LLC (Costa Mesa CA)
NY
05/22/2013 - 07/14/2014
COWEN AND COMPANY (NEW YORK NY)
NY
01/13/2009 - 06/03/2013
COWEN SECURITIES LLC (NEW YORK NY)
NY
10/01/2008 - 12/17/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/12/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
TX
04/07/2006 - 06/16/2006
RBC CAPITAL MARKETS CORPORATION (HOUSTON TX)
BC
Issued 06/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/02/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/22/2020
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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