Unclaimed
Nicholas Moskey is a financial professional with over 7 years of experience in the industry. Nicholas is currently registered with Fidelity Brokerage Services LLC and holds Series 6, 7TO, 63, and SIE licenses. Prior to joining Fidelity Brokerage Services LLC, Nicholas was associated with WELLS FARGO CLEARING SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
11/22/2022 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
CT
11/23/2015 - 11/03/2022
WELLS FARGO CLEARING SERVICES, LLC (PLANTSVILLE CT)
IA
Issued 12/28/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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