Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Paul Mitchell is an Investment Advisor Representative at HBW Advisory Services LLC. Nicholas has been in the industry since March 2014 and holds the Series 66, SIE, and Series 7 licenses. Nicholas is currently registered to provide Investment Advisory services in California, Oklahoma, and Texas. In addition to his work at HBW Advisory Services LLC, Nicholas is also an Insurance Agent with various companies, a Registered Representative at HBW Partners, and an 8% owner of Daycation Senior Activity Center. Nicholas has experience providing financial planning and investment management services to individuals and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/22/2017 - Present
HBW Advisory Services LLC (SIMI VALLEY CA)
OK
06/26/2017 - 12/31/2019
CETERA ADVISOR NETWORKS LLC (WYNNEWOOD OK)
OK
01/15/2015 - 07/24/2017
HBW SECURITIES LLC (MAYSVILLE OK)
CA
03/11/2014 - 11/13/2014
WADDELL & REED (SACRAMENTO CA)
BOTH
Issued 04/04/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
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