Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Knapek is a financial advisor currently registered with Charles Schwab & Co., Inc. in Orland Park, Illinois. Nicholas has been in the financial industry since April 16, 2016. Nicholas has worked for several other firms including MORGAN STANLEY, E*TRADE SECURITIES LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Nicholas is currently registered as a Registered Representative (RA) in Illinois. Nicholas holds Series 63, 66, 7, 9, 10, and SIE licenses. Nicholas specializes in Portfolio Management for individuals and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
09/28/2024 - Present
Charles Schwab & CO., Inc. (Orland Park IL)
IL
03/21/2023 - 08/23/2024
MORGAN STANLEY (Chicago IL)
IL
01/20/2022 - 09/05/2023
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
03/28/2016 - 01/04/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAK BROOK IL)
BOTH
Issued 10/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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