Unclaimed
Nicholas Gulden is a financial professional with over 25 years of experience in the industry. Nicholas has a strong background in securities trading, investment management, and financial planning. Nicholas is currently registered with Citigroup Global Markets Inc. and has held previous positions with Salomon Brothers Inc. and H. G. Wellington & Co., Inc. Nicholas is licensed to provide investment advice in all 50 states. Nicholas has a broad range of experience working with a wide variety of clients including high net worth individuals, corporations, and charitable organizations. Nicholas specializes in providing asset allocation advice, financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/20/1998 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
05/20/1998 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
10/14/1996 - 11/14/1996
H. G. WELLINGTON & CO., INC. (NEW YORK NY)
BC
Issued 11/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/14/1997
Series 3 - National Commodity Futures Examination
BC
Issued 10/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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