Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Guido is a financial professional with over 25 years of experience in the securities industry. Nicholas is currently registered with First Brokers Securities LLC and has been with the firm since June 2000. Prior to joining First Brokers, Nicholas was employed at Tullett & Tokyo Liberty Securities Inc. and McFadden, Farrell & Smith, L.P. Nicholas holds Series 62, Series 63, and SIE licenses and is registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/08/2000 - Present
First Brokers Securities LLC (JERSEY CITY NJ)
NY
06/21/1999 - 06/16/2000
TULLETT & TOKYO LIBERTY SECURITIES INC. (NEW YORK NY)
NY
08/14/1997 - 05/28/1999
MCFADDEN, FARRELL & SMITH, L.P. (NEW YORK NY)
BC
Issued 06/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1997
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Nicholas Guido is the right advisor for you? Invested Better is here to help.
