Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Frangis is a financial professional with over 27 years of experience in the securities industry. Nicholas holds a Series 6, 7, 63 and SIE license and has been registered with Fidelity Brokerage Services LLC since November 1, 2023. Prior to that, Nicholas was registered with Fidelity Investments Institutional Services Company, Inc. from January 30, 1996, until October 21, 2005. Nicholas is currently registered in 53 states and is actively licensed in both Broker-Dealer and Investment Advisor capacities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
11/01/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
01/30/1996 - 10/21/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 12/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/24/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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