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Nicholas Paul Casini

Cetera Financial Specialists LLC

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About Nicholas Paul Casini

Nicholas Casini is a financial advisor who has been in the industry since November 3, 2005. Nicholas is currently registered with Cetera Financial Specialists LLC and has been registered with this firm since June 17, 2021. Prior to this, Nicholas was employed by AVANTAX INVESTMENT SERVICES, INC. in Emerald Isle, NC from November 3, 2005 to June 22, 2021. Nicholas holds Series 6, 62, and 63 licenses. Nicholas is registered in Florida, Georgia, New Jersey, New York, North Carolina, and Pennsylvania.

Firm Information

Nicholas Casini is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Casini’s Registration & Firm History

NC

06/17/2021 - Present

Cetera Financial Specialists LLC (EMERALD ISLE NC)

NC

11/03/2005 - 06/22/2021

AVANTAX INVESTMENT SERVICES, INC. (EMERALD ISLE NC)

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Licenses & Designations

BC

Issued 11/17/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/2009

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 11/02/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Paul Casini.
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