Unclaimed
Nicholas Casini is a financial advisor who has been in the industry since November 3, 2005. Nicholas is currently registered with Cetera Financial Specialists LLC and has been registered with this firm since June 17, 2021. Prior to this, Nicholas was employed by AVANTAX INVESTMENT SERVICES, INC. in Emerald Isle, NC from November 3, 2005 to June 22, 2021. Nicholas holds Series 6, 62, and 63 licenses. Nicholas is registered in Florida, Georgia, New Jersey, New York, North Carolina, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/17/2021 - Present
Cetera Financial Specialists LLC (EMERALD ISLE NC)
NC
11/03/2005 - 06/22/2021
AVANTAX INVESTMENT SERVICES, INC. (EMERALD ISLE NC)
BC
Issued 11/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2009
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 11/02/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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