Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Brady is a financial advisor at TIAA-CREF Individual & Institutional Services, LLC in Boulder, Colorado. Nicholas has been in the financial services industry since 2014. Nicholas is licensed to provide investment advice in Colorado, Texas, Arizona, and Wyoming. Nicholas has experience providing financial advice to high-net-worth individuals, corporations, and charitable organizations. Nicholas is also a registered representative and holds Series 63, 66, and 7 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
08/21/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Boulder CO)
CO
03/31/2022 - 08/03/2023
WELLS FARGO CLEARING SERVICES, LLC (WESTMINSTER CO)
CO
09/12/2019 - 09/02/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
TX
11/20/2018 - 07/23/2019
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
01/03/2017 - 07/06/2017
D.A. DAVIDSON & CO. (Austin TX)
TX
12/02/2015 - 01/05/2017
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
TX
01/01/2012 - 10/29/2015
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 04/07/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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