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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ward is a financial advisor with Thrivent Investment Management Inc. in Minneapolis, Minnesota. Nicholas has been in the industry since 2004 and has experience with previous firms including WELLS FARGO INVESTMENTS, LLC, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Nicholas is a licensed investment advisor and has obtained several industry designations including Series 4, Series 7, Series 24, Series 52TO, Series 53, and Series 66. Nicholas' current firm, Thrivent Investment Management Inc., provides financial planning and portfolio management services to individuals, businesses, churches, and non-profit organizations. Nicholas specializes in providing financial guidance to individuals and families, and his experience and qualifications allow him to provide a wide range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
12/20/2013 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
MN
09/28/2004 - 05/07/2007
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
MN
07/03/2003 - 05/19/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/03/2003 - 05/19/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/16/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/2009
Series 4 - Registered Options Principal Examination
BC
Issued 09/03/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/13/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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