Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Sanchez is a financial advisor with Empower Advisory Group, LLC. Nicholas has been in the financial services industry since June 2013. Nicholas's main office is located in Greenwood Village, CO. Nicholas has passed the Series 7TO, Series 63, Series 66, Series 99TO, and SIE exams. Nicholas is registered in 45 states and has a valid license in Texas. Nicholas has a long history of working with individuals, charitable organizations, pension and profit-sharing plans, corporations, and government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/12/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
TX
02/09/2024 - 05/21/2024
LPL FINANCIAL LLC (AUSTIN TX)
TX
10/27/2022 - 01/04/2024
J.P. MORGAN SECURITIES LLC (AUSTIN TX)
TX
10/22/2019 - 04/30/2020
HORACE MANN INVESTORS, INC. (Austin TX)
FL
10/14/2013 - 10/02/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PALM BCH GDNS FL)
BOTH
Issued 03/21/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/09/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/27/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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