Unclaimed
Nicholas Powers is a registered representative with Huntleigh Securities Corp. Nicholas has been in the securities industry since 1995. Nicholas holds the Series 7, Series 63, and Series 7TO licenses. Nicholas is registered to sell securities in Florida, Georgia, Illinois, Missouri, Nebraska, and Texas. Nicholas was previously employed by Longrow Securities, Inc. in St. Louis, Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
02/25/1997 - Present
Huntleigh Securities Corp. (ST. LOUIS MO)
MO
05/26/1995 - 12/18/1996
LONGROW SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 04/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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