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Nicholas Patrick Powers

Huntleigh Securities Corp.

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About Nicholas Patrick Powers

Nicholas Powers is a registered representative with Huntleigh Securities Corp. Nicholas has been in the securities industry since 1995. Nicholas holds the Series 7, Series 63, and Series 7TO licenses. Nicholas is registered to sell securities in Florida, Georgia, Illinois, Missouri, Nebraska, and Texas. Nicholas was previously employed by Longrow Securities, Inc. in St. Louis, Missouri.

Firm Information

Nicholas Powers is currently registered with Huntleigh Securities Corp.. Huntleigh Securities Corp. is a Corporation formed on May 12, 1977. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. They have a history of 7 regulatory events and 1 arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Powers’s Registration & Firm History

MO

02/25/1997 - Present

Huntleigh Securities Corp. (ST. LOUIS MO)

MO

05/26/1995 - 12/18/1996

LONGROW SECURITIES, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 04/07/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Nicholas Patrick Powers. Review regulatory record here.
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