Unclaimed
Nicholas Buttler is a financial advisor who is registered with Spartan Capital Securities, LLC. Nicholas has a Series 7TO and SIE, and is licensed in 16 states including New York, California, and Florida. Nicholas has been in the industry since 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/20/2019 - Present
Spartan Capital Securities, LLC (GARDEN CITY NY)
BC
Issued 04/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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