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Nicholas Patrick Buttler

Spartan Capital Securities, LLC

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About Nicholas Patrick Buttler

Nicholas Buttler is a financial advisor who is registered with Spartan Capital Securities, LLC. Nicholas has a Series 7TO and SIE, and is licensed in 16 states including New York, California, and Florida. Nicholas has been in the industry since 2019.

Firm Information

Nicholas Buttler is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Buttler’s Registration & Firm History

NY

03/20/2019 - Present

Spartan Capital Securities, LLC (GARDEN CITY NY)

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Licenses & Designations

BC

Issued 04/19/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/20/2019

Series 7TO - General Securities Representative Examination

BC

Issued 01/28/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Patrick Buttler.
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