Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Sica is a financial advisor with Charles Schwab & CO., Inc., registered to provide investment advice in New York. Nicholas has been in the financial industry since 2022. Nicholas has passed the Series 7TO, Series 66 and SIE exams. Nicholas also works with Charles Schwab Bank, SSB. Nicholas has previous experience with John Meyer Consulting, SUNY College at Oneonta, Amalgamated Life, Great American Gas & Electric and Nardone Construction.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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NY
08/24/2023 - Present
Charles Schwab & CO., Inc. (New York City NY)
BOTH
Issued 08/24/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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