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Nicholas Pascucci

Franklin Distributors, LLC

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About Nicholas Pascucci

Nicholas Pascucci is a financial advisor based in Boston, MA. Nicholas is currently registered with Franklin Distributors, LLC and has been working in the financial services industry since October 2022. Nicholas has a Series 7, Series 66, and SIE license and is registered in Kentucky, Massachusetts, Ohio, Pennsylvania, and West Virginia. Nicholas has previous experience with Columbia Management Investment Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Nicholas Pascucci is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Pascucci’s Registration & Firm History

MA

07/03/2024 - Present

Franklin Distributors, LLC (Boston MA)

MA

04/03/2023 - 08/01/2024

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

10/14/2022 - 03/21/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BROOKLINE MA)

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Licenses & Designations

BOTH

Issued 11/03/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/03/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/19/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nicholas Pascucci. Review regulatory record here.
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