Unclaimed
Nicholas Pascucci is a financial advisor based in Boston, MA. Nicholas is currently registered with Franklin Distributors, LLC and has been working in the financial services industry since October 2022. Nicholas has a Series 7, Series 66, and SIE license and is registered in Kentucky, Massachusetts, Ohio, Pennsylvania, and West Virginia. Nicholas has previous experience with Columbia Management Investment Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/03/2024 - Present
Franklin Distributors, LLC (Boston MA)
MA
04/03/2023 - 08/01/2024
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
10/14/2022 - 03/21/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BROOKLINE MA)
BOTH
Issued 11/03/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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