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Nicholas Parisi

THE Investment Center, Inc.

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About Nicholas Parisi

Nicholas Parisi is a financial professional who joined The Investment Center, Inc. in November 2023. Nicholas is currently registered with FINRA and has passed the Series 7TO, Series 66, and SIE exams. Nicholas’s branch office is located in Albany, New York.

Firm Information

Nicholas Parisi is currently registered with THE Investment Center, Inc.. THE Investment Center, Inc. is a Corporation registered in 53 states and the SEC. Founded in 1986, the firm has been involved in 8 Regulatory Events and 5 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Parisi’s Registration & Firm History

NY

11/20/2023 - Present

THE Investment Center, Inc. (ALBANY NY)

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Licenses & Designations

BOTH

Issued 01/27/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/28/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicholas Parisi.
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