Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Palmieri is a financial advisor with Wells Fargo Clearing Services, LLC. Nicholas has been in the industry since August 2013. Nicholas is registered to provide investment advice in 37 states and the District of Columbia. Nicholas has been associated with UBS Financial Services Inc., Morgan Stanley, Morgan Stanley Private Bank, N.A., and Wells Fargo Clearing Services, LLC. Nicholas provides financial planning, portfolio management, and investment consulting services to individual and business clients. Nicholas holds the Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/10/2019 - Present
Wells Fargo Clearing Services, LLC (PARAMUS NJ)
NJ
04/12/2018 - 05/16/2018
MORGAN STANLEY (LITTLE FALLS NJ)
NY
01/09/2015 - 04/16/2018
UBS ASSET MANAGEMENT (US) INC. (NEW YORK NY)
CA
08/02/2013 - 01/09/2015
UBS FINANCIAL SERVICES INC. (CENTURY CITY CA)
BOTH
Issued 08/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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