Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Spangler is an investment advisor representative at Fidelity Personal And Workplace Advisors, where Nicholas has been working since December 2021. Nicholas is licensed to provide advisory services in California and Texas. Nicholas has been working in the financial industry since August 2014, with previous roles at Chelsea Financial Services and Securities America, Inc. Nicholas also has a background working with Securities America, Inc. in Chico, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/08/2022 - Present
Fidelity Personal AND Workplace Advisors (LARKSPUR CA)
NY
04/25/2018 - 12/01/2021
CHELSEA FINANCIAL SERVICES (STATEN ISLAND NY)
CA
05/09/2014 - 04/26/2018
SECURITIES AMERICA, INC. (SAN FRANCISO CA)
CA
02/21/2014 - 03/04/2014
MML INVESTORS SERVICES, LLC (SAN JOSE CA)
IA
Issued 06/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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