Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Mueller is a financial professional with over 7 years of experience in the financial services industry. Nicholas currently works at Raymond James & Associates, Inc. in Troy, MI. Previously, Nicholas was a financial advisor at INNOVATION PARTNERS LLC in Charlotte, NC, MERCAP SECURITIES, LLC in Atlanta, GA, Prudential Investment Management Services LLC in Newark, NJ and Hennion & Walsh, Inc. in Parsippany, NJ. Nicholas holds the Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/07/2022 - Present
Raymond James & Associates, Inc. (TROY MI)
NC
11/01/2020 - 09/23/2021
INNOVATION PARTNERS LLC (CHARLOTTE NC)
GA
07/01/2019 - 11/02/2020
MERCAP SECURITIES, LLC (ATLANTA GA)
NJ
01/12/2016 - 06/05/2017
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
01/28/2014 - 12/21/2015
HENNION & WALSH, INC. (PARSIPPANY NJ)
BC
Issued 05/11/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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