Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Oppenheimer is a financial advisor with Raymond James & Associates, Inc. based in St. Petersburg, Florida. Nicholas Oppenheimer has been working in the financial services industry since 2022. Nicholas Oppenheimer has experience working for Morgan Stanley, UBS Inc, and J.W. Cole Financial, Inc. Nicholas Oppenheimer holds Series 4, 7TO, 24, and 66 licenses. Raymond James & Associates, Inc. is an established financial services firm, with a long history of serving individuals, businesses, and institutions. The firm offers a comprehensive range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/31/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
01/30/2023 - 05/03/2024
J.W. COLE FINANCIAL, INC. (TAMPA FL)
BOTH
Issued 03/06/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/2023
Series 4 - Registered Options Principal Examination
BC
Issued 04/20/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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