Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Obrien is a registered representative with Kroll Securities LLC in Chicago, Illinois. Nicholas has been in the securities industry since December 31, 2012 and holds the Series 63, Series 79 and SIE licenses. Nicholas has been registered with the state of Illinois since January 1, 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
01/01/2013 - Present
Kroll Securities LLC (CHICAGO IL)
BC
Issued 12/12/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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