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Nicholas O'malley Veronis

Icapital Markets LLC

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About Nicholas O'malley Veronis

Nicholas O'malley Veronis is a financial professional with over 20 years of experience in the industry. Nicholas is currently registered with Icapital Markets LLC and has been associated with the firm since November 30, 2023. Prior to this, Nicholas was also registered with ICAPITAL SECURITIES, LLC, BENDIGO SECURITIES, LLC, ATLAS STRATEGIC ADVISORS, LLC, and VERONIS SUHLER STEVENSON LLC. Nicholas holds a Series 7, Series 63, Series 79TO, and SIE license and is licensed to provide investment advice in all 50 states. Nicholas is dedicated to helping clients achieve their financial goals.

Firm Information

Nicholas Veronis is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Veronis’s Registration & Firm History

NY

11/30/2023 - Present

Icapital Markets LLC (NEW YORK NY)

NY

02/04/2015 - 11/30/2023

ICAPITAL SECURITIES, LLC (NEW YORK NY)

NY

06/11/2014 - 09/01/2015

BENDIGO SECURITIES, LLC (New York NY)

NY

04/27/2010 - 06/09/2014

ATLAS STRATEGIC ADVISORS, LLC (NEW YORK NY)

NY

11/21/2002 - 05/09/2008

VERONIS SUHLER STEVENSON LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/15/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas O'malley Veronis.
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