Unclaimed
Nicholas O'malley Veronis is a financial professional with over 20 years of experience in the industry. Nicholas is currently registered with Icapital Markets LLC and has been associated with the firm since November 30, 2023. Prior to this, Nicholas was also registered with ICAPITAL SECURITIES, LLC, BENDIGO SECURITIES, LLC, ATLAS STRATEGIC ADVISORS, LLC, and VERONIS SUHLER STEVENSON LLC. Nicholas holds a Series 7, Series 63, Series 79TO, and SIE license and is licensed to provide investment advice in all 50 states. Nicholas is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
02/04/2015 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
06/11/2014 - 09/01/2015
BENDIGO SECURITIES, LLC (New York NY)
NY
04/27/2010 - 06/09/2014
ATLAS STRATEGIC ADVISORS, LLC (NEW YORK NY)
NY
11/21/2002 - 05/09/2008
VERONIS SUHLER STEVENSON LLC (NEW YORK NY)
BC
Issued 07/15/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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