Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Baker is a financial advisor who has been in the industry since December 2016. Nicholas is registered with Charles Schwab & CO., Inc. in Indiana. He is also registered with the state of Indiana as an investment advisor representative. Nicholas holds the Series 66, Series 7 and SIE licenses. Nicholas has a background in financial services and has worked for Charles Schwab Bank and Purdue University. Nicholas provides financial planning services and is a wrap fee program sponsor. He is also part of a financial planning advisor referral program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IN
02/16/2017 - Present
Charles Schwab & CO., Inc. (Carmel IN)
BOTH
Issued 02/16/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Nicholas Baker is the right advisor for you? Invested Better is here to help.
