Unclaimed
Nicholas Bradley is a registered representative with Fifth Third Securities, Inc. in SPRINGFIELD, OH. Nicholas has been in the securities industry since 2008. Nicholas is licensed to provide securities and investment advisory services in 13 states. Nicholas has passed the Series 6, 7 and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
01/30/2015 - Present
Fifth Third Securities, Inc. (SPRINGFIELD OH)
OH
02/08/2013 - 10/17/2014
PNC INVESTMENTS (SPRINGFIELD OH)
OH
08/26/2008 - 01/24/2013
FIFTH THIRD SECURITIES, INC. (HILLSBORO OH)
BOTH
Issued 11/1/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/25/2010
Series 7 - General Securities Representative Examination
BC
Issued 8/25/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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