Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Nitta Yee is a financial advisor registered with Voya Financial Advisors, Inc.. Nicholas Nitta Yee has been in the industry since February 23, 1998. Nicholas Nitta Yee is also registered with the state of Hawaii as an Investment Advisor Representative. Nicholas Nitta Yee previously worked for ING Financial Advisors, LLC, FINANCIAL NETWORK INVESTMENT CORPORATION, UVEST FINANCIAL SERVICES GROUP, INC., DUERR FINANCIAL CORPORATION, ALLSTATE FINANCIAL SERVICES, LLC, EDWARD JONES, SENTRA SECURITIES CORPORATION and SUNAMERICA SECURITIES, INC.. Nicholas Nitta Yee's current office is located at 1201 PACIFIC AVE SUITE 600 in Tacoma, Washington. Nicholas Nitta Yee is a Series 6, 7, 63, 66, and SIE licensed advisor. Nicholas Nitta Yee has experience with financial planning, portfolio management, and educational seminars. Nicholas Nitta Yee specializes in investments for individuals, business owners and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
01/03/2011 - Present
Voya Financial Advisors, Inc. (TACOMA WA)
HI
01/25/2007 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (HONOLULU HI)
HI
05/12/2006 - 01/12/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (HONOLULU HI)
NC
07/13/2005 - 01/20/2006
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CA
08/27/2004 - 07/22/2005
DUERR FINANCIAL CORPORATION (CHINO HILLS CA)
NE
04/09/2003 - 06/02/2004
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
MO
05/23/2001 - 11/04/2002
EDWARD JONES (ST. LOUIS MO)
AZ
09/18/2000 - 05/21/2001
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
02/25/1997 - 09/20/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 09/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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