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Nicholas Nigel Golding

BA Securities, LLC

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About Nicholas Nigel Golding

Nicholas Golding is a financial professional with over 28 years of experience in the securities industry. Nicholas is currently registered with BA Securities, LLC in Pennsylvania and holds Series 7, 63, and SIE licenses as well as Series 79TO. Nicholas has been with BA Securities, LLC since November 15, 2012 and has held previous roles with PIPER JAFFRAY & CO., CREDIT SUISSE SECURITIES (USA) LLC, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, SALOMON SMITH BARNEY INC. and SALOMON BROTHERS INC. Nicholas is also registered in California, Delaware, Kansas and New York.

Firm Information

Nicholas Golding is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Golding’s Registration & Firm History

PA

11/15/2012 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NY

06/01/2006 - 03/16/2012

PIPER JAFFRAY & CO. (NEW YORK NY)

NY

11/03/2000 - 06/01/2006

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NJ

05/10/2000 - 09/25/2002

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

11/29/1997 - 05/16/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

09/29/1993 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/08/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Nigel Golding.
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