Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Clemens is a financial professional with over 17 years of experience in the industry. Nicholas has a strong track record of success in investment banking and securities. Nicholas holds the Series 7, Series 63, SIE, and Series 79TO licenses. Nicholas is currently registered with Canaccord Genuity LLC, a firm that is active in the brokerage and investment advisory business. Prior to joining Canaccord Genuity LLC, Nicholas was employed with Kroll Securities LLC and Duff & Phelps Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/08/2023 - Present
Canaccord Genuity LLC (Charlotte NC)
IL
06/11/2009 - 09/13/2023
KROLL SECURITIES LLC (CHICAGO IL)
IL
07/28/2004 - 06/15/2007
DUFF & PHELPS SECURITIES LLC (CHICAGO IL)
IL
03/23/2004 - 07/12/2004
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
BC
Issued 04/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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