Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Nathan Scarpello is a financial advisor with Advisors Asset Management, Inc., a firm with a presence in both Colorado and Florida. Nicholas has been in the industry since 2008 and holds the Series 7 and Series 63 licenses as well as the SIE exam. Nicholas has previously worked with Amherst Pierpont and Amherst Securities Group, L.P., both in Florida. Nicholas is currently registered with the states of Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Supervisor/evaluator to unit investment trusts
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
09/15/2015 - Present
Advisors Asset Management, Inc. (Boca Raton FL)
FL
10/14/2014 - 09/10/2015
AMHERST PIERPONT (Ft Lauderdale FL)
FL
07/29/2008 - 10/14/2014
AMHERST SECURITIES GROUP, L.P. (BOCA RATON FL)
BC
Issued 08/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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