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Nicholas N. Gold

Franklin Distributors, LLC

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About Nicholas N. Gold

Nicholas N. Gold is a financial advisor in Baltimore, Maryland, with over 17 years of experience in the financial services industry. Nicholas is registered with Franklin Distributors, LLC. Previously, Nicholas has worked with Legg Mason Investor Services, LLC and Legg Mason Wood Walker, Incorporated. Nicholas is licensed to sell securities in Maryland.

Firm Information

Nicholas Gold is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Gold’s Registration & Firm History

MD

05/14/2009 - Present

Franklin Distributors, LLC (BALTIMORE MD)

MD

12/01/2005 - 12/15/2008

LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)

MD

05/23/2005 - 12/01/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BOTH

Issued 05/02/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas N. Gold.
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