Unclaimed
Nicholas N. Gold is a financial advisor in Baltimore, Maryland, with over 17 years of experience in the financial services industry. Nicholas is registered with Franklin Distributors, LLC. Previously, Nicholas has worked with Legg Mason Investor Services, LLC and Legg Mason Wood Walker, Incorporated. Nicholas is licensed to sell securities in Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
05/14/2009 - Present
Franklin Distributors, LLC (BALTIMORE MD)
MD
12/01/2005 - 12/15/2008
LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)
MD
05/23/2005 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 05/02/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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