Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Yrizarry is an investment advisor representative who has been in the industry since 1990. Nicholas is registered with Cambridge Investment Research Advisors, Inc. and Align Wealth Advisors. Nicholas holds a Series 65, Series 63, Series 7, and SIE license. Nicholas has experience working with a variety of clients, including individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. Nicholas offers a variety of services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
12/15/2023 - Present
Cambridge Investment Research Advisors, Inc. (Laguna Hills CA)
CA
09/18/2020 - 12/15/2023
SECURITIES AMERICA, INC. (Laguna Hills CA)
CA
08/08/2011 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (Laguna Hills CA)
CA
04/30/2010 - 08/24/2011
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
VA
07/11/1999 - 04/30/2010
SECURITIES SERVICE NETWORK, INC. (RESTON VA)
GA
05/28/1998 - 07/01/1999
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
AZ
04/28/1994 - 04/21/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
10/17/1991 - 04/19/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
VA
06/06/1991 - 10/01/1991
INVESTORS SECURITY COMPANY, INC. (SUFFOLK VA)
MN
08/23/1990 - 05/14/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/23/1990 - 05/14/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/14/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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