Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Murat Williams has been in the securities industry since March 20, 1986. Currently, Nicholas is a registered representative with Wells Fargo Securities, LLC. Nicholas has been with Wells Fargo Securities, LLC since July 1, 2009. Previously, Nicholas was a registered representative with WELLS FARGO SECURITIES, LLC in Portland, Oregon. Nicholas holds licenses for Series 7, 24, 52TO, 63, 79TO, 99TO and SIE. Nicholas is registered in 52 states. Nicholas has passed a total of 6 exams and holds 25 SRO registrations, 1 FINRA registrations, and 52 state registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
07/01/2009 - Present
Wells Fargo Securities, LLC (Seattle WA)
OR
04/30/2002 - 07/01/2009
WELLS FARGO SECURITIES, LLC (PORTLAND OR)
CA
05/22/1998 - 04/30/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
01/04/1988 - 03/04/1992
C. J. LAWRENCE INC. (NEW YORK NY)
NA
01/27/1984 - 01/04/1988
MORGAN GRENFELL INCORPORATED
NA
11/03/1981 - 02/17/1982
ROONEY, PACE INC.
NA
05/02/1978 - 09/12/1981
JOHN MUIR & CO.
NA
12/05/1977 - 05/07/1978
TROSTER SINGER STEVENS ROTHCHILD
BC
Issued 11/04/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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