Unclaimed
Nicholas Muller is a financial advisor with Bbva Securities Inc. Nicholas has been working in the financial services industry since October 14, 2017. Nicholas is licensed to sell securities in all 50 states. Nicholas holds the Series 7, Series 63, Series 79 and SIE licenses. Previously, Nicholas worked at Deutsche Bank Securities Inc. Nicholas is registered with FINRA and the Securities and Exchange Commission.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/12/2022 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
08/31/2016 - 08/27/2021
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/24/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/31/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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