Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Oliveros-pipkin is an Investment Advisor Representative with MML Investors Services, LLC. Nicholas is registered with the state of Connecticut to provide investment advice and with the state of Texas to provide investment advice and securities transactions. Nicholas obtained their Series 63 license in June 2019 and their Series 65 license in March 2020. Nicholas obtained their Series 7TO in October 2020 and their Series 6 in May 2019. Nicholas has been in the securities industry since May 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
10/29/2020 - Present
MML Investors Services, LLC (GLASTONBURY CT)
IA
Issued 03/06/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/22/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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