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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Palombo is a registered representative and investment advisor representative with Morgan Stanley. Nicholas is active in the securities industry since June 2020 and has passed several exams, including the Series 7TO, SIE, and Series 66. Nicholas has been registered in several states and is currently registered in Arizona and Texas. Nicholas is a registered investment advisor representative for Morgan Stanley, which manages over $1.4 trillion in assets under management. Nicholas works with a variety of client types, including individuals, high-net-worth individuals, families, trusts, and corporations. He provides financial planning, asset allocation advice, and portfolio management services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
11/15/2024 - Present
Morgan Stanley (GILBERT AZ)
KY
02/14/2023 - 10/27/2023
EF LEGACY SECURITIES, LLC (LOUISVILLE KY)
FL
06/10/2019 - 09/12/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 10/25/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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