Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Tidwell is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Nicholas has been in the financial services industry for over ten years. He has a Series 6, Series 7, Series 63, and Series 65 license. Nicholas is registered in California and Texas. His areas of specialization include retirement planning, investment management, insurance and estate planning. Nicholas's commitment is to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/26/2024 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
CA
06/30/2014 - 04/06/2015
PRINCOR FINANCIAL SERVICES CORPORATION (MODESTO CA)
CA
05/16/2013 - 05/23/2014
BBVA SECURITIES INC. (MANTECA CA)
CA
04/02/2013 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (MANTECA CA)
IA
Issued 02/05/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/01/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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