Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Srmag is a financial advisor with over 18 years of experience in the financial services industry. Nicholas is a Chartered Financial Analyst and currently registered with MAI Capital Management, LLC. Prior to joining MAI Capital Management, LLC, Nicholas was employed with NatCity Investments, Inc. and Morgan Stanley DW Inc. Nicholas has a Series 7, Series 31 and Series 66 license. Nicholas specializes in working with high-net-worth individuals, corporations and other businesses, investment companies, charitable organizations, pension and profit sharing plans, pooled investment vehicles and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
OH
08/04/2016 - Present
MAI Capital Management, LLC (CLEVELAND OH)
OH
07/23/2003 - 08/16/2006
NATCITY INVESTMENTS, INC. (GARFIELD HEIGHTS OH)
NY
07/24/2001 - 11/09/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 07/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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