Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Luise is an active investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC. Nicholas has been in the financial industry since 2006. Nicholas has passed the Series 6, 7, 63, 66 and SIE exams. Prior to working with TIAA-CREF Individual & Institutional Services, LLC, Nicholas worked with Citizens Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Pioneer Funds Distributor, Inc., and Personal Capital Advisors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
RI
05/18/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (PROVIDENCE RI)
MA
02/26/2020 - 05/21/2021
CITIZENS SECURITIES, INC. (EAST MILTON MA)
MA
05/30/2017 - 02/24/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HINGHAM MA)
MA
01/02/2015 - 05/25/2017
CITIZENS SECURITIES, INC. (HANOVER MA)
MA
05/08/2006 - 10/23/2014
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
BOTH
Issued 06/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/14/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/05/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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