Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Leighton is a financial advisor who works with individuals and families, as well as businesses, corporations, and pension and profit-sharing plans. Nicholas is currently registered with Hornor, Townsend & Kent, LLC and has been in the industry since 2014. Nicholas holds the Series 63, 66, 7, 24, 27, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
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2
PA
04/26/2022 - Present
Hornor, Townsend & Kent, LLC (HORSHAM PA)
PA
07/22/2014 - 01/05/2017
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 04/13/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/01/2021
Series 24 - General Securities Principal Examination
BC
Issued 07/15/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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