Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Grego is a financial advisor at Santander US Capital Markets LLC, a firm based in New York. Nicholas has been in the financial services industry since 2003, and joined Santander US Capital Markets LLC in 2014. Nicholas holds Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/14/2014 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
09/19/2010 - 10/14/2014
AMHERST SECURITIES GROUP, L.P. (NEW YORK NY)
NY
12/11/2001 - 07/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 12/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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