Unclaimed
Nicholas Michael Fletcher is a financial advisor with Mutual Of America Securities LLC. Nicholas has been in the financial services industry since September 25, 2015. Nicholas holds the Series 7 and Series 66 securities licenses. Nicholas is registered in Colorado, Utah, and Wyoming. Nicholas was previously with J.P. Morgan Securities LLC, Mutual Of America Securities LLC, Mutual Of America Life Insurance Company, and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/12/2024 - Present
Mutual OF America Securities LLC (GREENWOOD VILLAGE CO)
CO
08/01/2023 - 05/31/2024
J.P. MORGAN SECURITIES LLC (LAKEWOOD CO)
CO
04/25/2017 - 08/24/2023
MUTUAL OF AMERICA SECURITIES LLC (GREENWOOD VILLAGE CO)
CO
04/25/2017 - 11/24/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (GREENWOOD VILLAGE CO)
IL
09/01/2015 - 04/10/2017
AXA ADVISORS, LLC (DEERFIELD IL)
BOTH
Issued 08/18/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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