Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Dolan is a financial professional with over 10 years of experience in the financial services industry. Nicholas is currently registered with Thrivent Investment Management Inc. and is licensed to provide financial advice in Minnesota. Nicholas is also a Series 66 and Series 63 licensed professional, which allows him to provide a wide range of investment advice and services to his clients. Previously, Nicholas was employed by Northwestern Mutual Investment Services, LLC. Nicholas has a passion for helping individuals and families achieve their financial goals. Nicholas specializes in retirement planning, investment management, and insurance planning. Nicholas is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
07/20/2021 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
MN
05/17/2018 - 05/05/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MENDOTA HTS MN)
BOTH
Issued 07/19/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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