Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Michael Darrah is a financial advisor with Principal Securities, Inc. Nicholas has been in the industry since February 2008. Nicholas holds Series 7, Series 63, and Series 66 licenses. Nicholas is currently registered in Kansas. Previously, Nicholas was a registered representative with Northwestern Mutual Investment Services, LLC, NYLIFE Securities LLC, and Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
KS
08/21/2023 - Present
Principal Securities, Inc. (OVERLAND PARK KS)
KS
11/20/2013 - 01/22/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LEAWOOD KS)
KS
11/03/2009 - 10/16/2013
NYLIFE SECURITIES LLC (OVERLAND PARK KS)
KS
03/07/2008 - 10/20/2009
PRINCOR FINANCIAL SERVICES CORPORATION (OVERLAND PARK KS)
MO
11/09/2007 - 03/07/2008
GENERAL SECURITIES CORP (NORTH KANSAS CITY MO)
BOTH
Issued 08/18/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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