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Nicholas Mergenthaler

Pruco Securities, LLC

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About Nicholas Mergenthaler

Nicholas Mergenthaler is a registered representative with Pruco Securities, LLC. Nicholas is based in West Chester, Ohio. Nicholas is a licensed representative with Series 7TO and SIE licenses. Nicholas is a financial advisor focused on providing financial advice and products including securities, mutual funds and annuities.

Firm Information

Nicholas Mergenthaler is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Nicholas Mergenthaler’s Registration & Firm History

OH

08/01/2024 - Present

Pruco Securities, LLC (West Chester OH)

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Licenses & Designations

BC

Issued 08/01/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/24/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Mergenthaler.
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