Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Mcneill Cato is a registered representative with Credit Union Investment Services and has been in the industry since 2023. Nicholas is currently registered with the state of North Carolina to offer investment advice and products. In addition to his role with Credit Union Investment Services, Nicholas is also a financial advisor for State Employees' Credit Union, an agent for SECU Life Insurance Company, and has prior experience with Superior Insurance and State Farm Insurance. Nicholas has passed the Series 66, Series 7TO, and SIE exams. Nicholas specializes in providing financial planning and portfolio management for individuals and conducts educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
08/04/2023 - Present
Credit Union Investment Services (Shelby NC)
BOTH
Issued 08/04/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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