Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Mcintire Nelson is a financial professional with over 15 years of experience in the industry. Nicholas currently works at Sammons Financial Network, LLC in West Des Moines, Iowa. Nicholas has a wide range of licenses and qualifications, including the Series 6, 26, 63 and 99TO exams. Nicholas is registered with the state of Iowa. Prior to joining Sammons Financial Network, LLC, Nicholas worked at Sammons Securities Company, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IA
07/18/2014 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
IA
06/01/2009 - 07/02/2014
SAMMONS SECURITIES COMPANY, LLC (WEST DES MOINES IA)
IA
10/20/2006 - 05/31/2007
SAMMONS SECURITIES COMPANY, LLC (WEST DES MOINES IA)
BC
Issued 12/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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