Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Mc carthy is a financial advisor with over 20 years of experience in the industry. Nicholas is currently registered with J.p. Morgan Securities LLC and is licensed in Connecticut, New Jersey, and New York. Nicholas has a broad range of experience, having worked at several firms including Lehman Brothers Inc., Schwab Capital Markets L.P., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nicholas specializes in providing financial planning, pension consulting, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NJ
02/05/2019 - Present
J.p. Morgan Securities LLC (FRANKLIN LAKES NJ)
NY
04/08/2002 - 01/25/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
CT
08/12/1998 - 12/20/2001
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
NJ
12/23/1997 - 01/21/1998
CANTONE RESEARCH INC. (EATONTOWN NJ)
NY
03/04/1996 - 10/22/1996
SHERWOOD SECURITIES CORP. (NEW YORK NY)
NY
11/22/1994 - 01/30/1995
INVERLAT INTERNATIONAL, INC. (NEW YORK NY)
NY
11/26/1993 - 05/20/1994
FURMAN SELZ INCORPORATED (NEW YORK NY)
NY
03/04/1993 - 08/02/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2002
Series 25 - NYSE Trading Assistant Examination
BC
Issued 11/05/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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