Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Mavro has been in the financial services industry for over 20 years. Nicholas is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 7, 63, and 65 licenses. Nicholas is currently registered with J.P. Morgan Securities LLC and has previously worked at Chase Investment Services Corp., Harrison Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Allied Securities, Inc. and First Republic Group, LLC. Nicholas is registered in 35 states and 3 jurisdictions. Nicholas works with individuals, high-net-worth individuals, pension and profit-sharing plans, corporations, and other businesses. Nicholas provides financial planning, pension consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/13/2013 - Present
J.p. Morgan Securities LLC (ROCKVILLE CENTRE NY)
NY
03/03/2004 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ROCKVILLE CENTRE NY)
NY
01/02/2003 - 05/27/2003
HARRISON SECURITIES, INC. (PORT WASHINGTON NY)
NY
11/02/2001 - 01/03/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
10/20/2000 - 09/28/2001
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NY
07/17/2000 - 10/31/2000
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
IA
Issued 11/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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