Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Maue is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Nicholas is registered with the state of Pennsylvania and has 2 years of experience in the industry. His clients are primarily high-net-worth individuals, corporations, and pension and profit-sharing plans. He is also experienced in portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/01/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PITTSBURGH PA)
OH
08/27/2021 - 06/01/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Beavercreek OH)
BOTH
Issued 10/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 8/27/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 7/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nicholas Maue is the right advisor for you? Invested Better is here to help.
