Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Zager has over 18 years of experience in the financial services industry. Nicholas is currently a registered representative with Evercore Group LLC, a broker-dealer with offices in New York City. Prior to joining Evercore Group LLC, Nicholas worked at Raymond James & Associates, Inc., Citigroup Global Markets Inc., and OppenheimerFunds Distributor, Inc. Nicholas holds Series 7, 55, 57TO and SIE licenses. Nicholas has also passed the Uniform Securities Agent State Law Examination (Series 63). Nicholas is registered to sell securities in 37 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/08/2016 - Present
Evercore Group LLC (NEW YORK NY)
NY
09/03/2014 - 06/30/2016
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
03/06/2008 - 09/26/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/28/2003 - 08/09/2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 12/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/26/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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