Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Peiffer is a registered representative with Victory Capital Management Inc. Nicholas has been in the financial services industry since May 2004. Nicholas is also registered with the state of Texas as an Investment Advisor Representative and is licensed in the state of Oklahoma as a Broker. Nicholas has a Series 7 and Series 66 license and holds the Securities Industry Essentials Examination credential. Nicholas has been employed at Victory Capital Management Inc. since August 2018. Previously, Nicholas held various positions at Russell Investments, IDS Life Insurance Company, and American Express Financial Advisors. Nicholas specializes in portfolio management for individuals, investment companies, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
09/06/2018 - Present
Victory Capital Management Inc. (Flower Mound TX)
WA
10/11/2016 - 08/30/2018
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC (SEATTLE WA)
WA
06/15/2016 - 09/27/2016
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC (SEATTLE WA)
WI
10/21/2005 - 06/15/2016
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (MILWAUKEE WI)
MN
08/13/2003 - 02/02/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/13/2003 - 02/02/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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